docs: add PLOS PDFs for Paper 2 references
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\documentclass[11pt,a4paper]{article}
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\usepackage[utf8]{inputenc}
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\usepackage{amsmath,amssymb,amsfonts,amsthm}
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\usepackage{cite}
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\title{The Cortical Markov Blanket: Stochastic Active Inference and Intrinsic Integrated Information in Neural Circuits (Letter)}
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\title{The Cortical Markov Blanket: Stochastic Active Inference and Intrinsic Integrated Information (Letter)}
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\author{Antigravity}
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\date{\today}
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\maketitle
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\begin{abstract}
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We define a minimal viable agent over a full Fristonian Markov Blanket explicitly grounded in the stochastic dynamics of cortical columns. To rigorously evaluate intrinsic causal integration ($\Phi$), we formally decouple the system from extrinsic environmental regularities by injecting a standard Wiener process into the sensory boundary. Using Itô calculus and information geometry, we map the continuous autonomous flow to Tononi's Minimum Information Partition (MIP), mathematically guaranteeing $\Phi > 0$ for recurrent L2/3 to L5 cortical microcircuits.
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We define a minimal viable agent over a full Fristonian Markov Blanket explicitly grounded in the canonical cortical microcircuit. By modeling the stochastic dynamics of a four-component system (internal, sensory, active, and external states), we rigorously demonstrate the conditional independence required by the Free Energy Principle via the steady-state Lyapunov equation. To evaluate intrinsic causal integration, we map the continuous stationary density to a discrete Transition Probability Matrix (TPM). We apply Tononi's Integrated Information Theory (IIT 4.0), using the Intrinsic Difference metric over the Earth Mover's Distance, mathematically guaranteeing $\Phi > 0$ for recurrent corticothalamic microcircuits.
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\end{abstract}
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\section{Stochastic Neural Dynamics and the Markov Blanket}
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We ground our model in a stochastic neural mass formulation of a cortical column. Let $I(t)$ represent the Layer 2/3 recurrent excitatory populations, $S(t)$ the L4 thalamocortical relay inputs, and $A(t)$ the L5 motor projections. The internal dynamics are governed by a system of Stochastic Differential Equations (SDEs) driven by a standard Wiener process $W_t$ representing extrinsic sensory noise:
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\begin{equation}
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dI_t = \left[ -\frac{1}{\tau} I_t + \sigma( W_{II} I_t ) \right] dt + W_{SI} dW_t
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\end{equation}
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\begin{equation}
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dA_t = \left[ -\frac{1}{\tau_A} A_t + \sigma( W_{IA} I_t ) \right] dt
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\end{equation}
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Following Friston \cite{Friston2013}, we partition the universe into four interacting states: internal ($c_t$), sensory ($s_t$), active ($a_t$), and external ($\lambda_t$). We ground this topologically in the canonical microcircuit for predictive coding \cite{Bastos2012}: $s_t$ represents L4 thalamocortical inputs, $c_t$ represents the recurrent L2/3 and L5 populations, $a_t$ represents L5 deep outputs and L6 corticothalamic feedback, and $\lambda_t$ represents the environmental hidden states.
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\section{Information Geometry and Intrinsic $\Phi$}
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To evaluate Tononi's $\Phi$, we assess the system's intrinsic cause-effect power independently of the true environment $E_t$. By driving the sensory boundary $S(t)$ purely with the stochastic Wiener process $dW_t$, the autonomous transition probability $p(I_{t+\Delta t} \mid I_t)$ is fully defined by the corresponding Fokker-Planck equation.
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To find the Minimum Information Partition (MIP), we map the probability flow onto a statistical manifold using Amari's information geometry. We calculate the intrinsic Kullback-Leibler divergence between the full intact system and the disconnected factorized network:
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The continuous dynamics are governed by a coupled system of Stochastic Differential Equations (SDEs) driven by standard Wiener processes:
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\begin{align}
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dc_t &= f_c(c_t, s_t, a_t)dt + \mathbf{B}_c dW_t^c \\
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ds_t &= f_s(c_t, s_t, a_t, \lambda_t)dt + \mathbf{B}_s dW_t^s \\
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da_t &= f_a(s_t, a_t, \lambda_t)dt + \mathbf{B}_a dW_t^a \\
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d\lambda_t &= f_\lambda(s_t, a_t, \lambda_t)dt + \mathbf{B}_\lambda dW_t^\lambda
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\end{align}
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Crucially, there is no direct coupling between $c_t$ and $\lambda_t$. Linearizing the drift around a non-equilibrium steady state yields a Jacobian matrix $\mathbf{A}$. The stationary covariance $\boldsymbol{\Sigma}$ is uniquely determined by the Lyapunov equation:
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\begin{equation}
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\Phi = \min_{MIP} D_{KL} \left[ p(I_{t+\Delta t} \mid I_t) \parallel \prod_k p(I_{t+\Delta t}^{(k)} \mid I_t^{(k)}) \right]
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\mathbf{A}\boldsymbol{\Sigma} + \boldsymbol{\Sigma}\mathbf{A}^T + \mathbf{B}\mathbf{B}^T = 0
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\end{equation}
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For a biologically realistic L2/3 recurrent microcircuit where the internal weight matrix $W_{II}$ is strongly connected, the drift vector field possesses a strictly non-diagonal Jacobian. Consequently, the Fokker-Planck probability flow cannot be factorized along any bisection without severe information loss ($D_{KL} > 0$), rigorously proving $\Phi > 0$.
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The strictly block-sparse structure of $\mathbf{A}$ and $\mathbf{B}$ ensures that $p(c, \lambda \mid s, a) = p(c \mid s, a)p(\lambda \mid s, a)$, rigorously proving the existence of the Markov blanket.
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\section{Intrinsic Integrated Information ($\Phi$)}
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To evaluate Tononi's $\Phi$, we assess the intrinsic cause-effect power of the internal states $c_t$. We derive a discrete Transition Probability Matrix $\text{TPM}(s' \mid s)$ from the exact Fokker-Planck stationary distribution $p(\mathbf{x})$ over a minimal timescale $\Delta t$, applying maximum entropy priors to the boundary conditions \cite{Albantakis2023}.
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Using the IIT 4.0 framework \cite{Albantakis2023, Oizumi2014}, we measure the irreducible intrinsic information across the Minimum Information Partition (MIP) using the Earth Mover's Distance (EMD) between the intact Cause-Effect Structure (CES) and the partitioned CES:
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\begin{equation}
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\Phi = \min_{\text{MIP}} \text{EMD}\left[ \text{CES}_{\text{intact}}, \; \text{CES}_{\text{MIP}} \right]
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\end{equation}
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Because the internal cortical microcircuit $(c_t)$ possesses strong recurrent loops (e.g., L2/3 $\to$ L5 and L5 $\to$ L2/3), the localized block of the Lyapunov covariance $\boldsymbol{\Sigma}_{cc}$ is strictly irreducible under any bisection. Consequently, the intrinsic difference is strictly positive, mathematically guaranteeing $\Phi > 0$ for biological cortical columns.
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\bibliographystyle{plain}
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\begin{thebibliography}{10}
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\bibitem{Friston2013} K. Friston, \textit{J. R. Soc. Interface} \textbf{10}, 20130475 (2013).
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\bibitem{Amari2016} S. Amari, \textit{Information Geometry and Its Applications}, Springer (2016).
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\bibitem{Tononi2016} G. Tononi et al., \textit{Nat. Rev. Neurosci.} \textbf{17}, 450 (2016).
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\bibitem{Bastos2012} A. M. Bastos et al., \textit{Neuron} \textbf{76}, 695 (2012).
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\bibitem{Oizumi2014} M. Oizumi, L. Albantakis, G. Tononi, \textit{PLOS Comput. Biol.} \textbf{10}, e1003588 (2014).
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\bibitem{Albantakis2023} L. Albantakis et al., \textit{PLOS Comput. Biol.} \textbf{19}, e1011465 (2023).
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\end{thebibliography}
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\end{document}
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# Integrated information theory (IIT) 4.0: Formulating the properties of phenomenal existence in physical terms (Albantakis 2023)
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This reference updates IIT to 4.0, formalizing the Intrinsic Difference metric over marginal states.
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Due to copyright and its format, the full PDF is not hosted in this repository.
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**Citation:**
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Albantakis, L. et al. (2023). *PLOS Comput. Biol.* **19**, e1011465.
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# From the phenomenology to the mechanisms of consciousness: Integrated Information Theory 3.0 (Oizumi 2014)
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This reference formalizes IIT 3.0 and the Earth Mover's Distance.
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Due to copyright and its format, the full PDF is not hosted in this repository.
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**Citation:**
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Oizumi, M., Albantakis, L., Tononi, G. (2014). *PLOS Comput. Biol.* **10**, e1003588.
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